SEBI ESTABLISHMENT OF SEBI The Securities and commuting senesce of India was established on April 12, 1992 in accordance with the provisions of the Securities and diversify Board of India Act, 1992. PREAMBLE The Preamble of the Securities and replace Board of India describes the basic functions of the Securities and transfer Board of India as ...to protect the interests of investors in securities and to promote the development of, and to baffle the securities market and for matters connected therewith or incidental to that 1. MARKET INTERMEDIARIES REGULATION AND inadvertence DEPARTMENT (MIRSD) The Market Intermediaries legislation and Supervision Department is liable(p) for the registration, supervision, compliance monitoring and inspections of whole told market intermediaries in relieve an eye on of all segments of the markets viz. equity, equity derivatives, debt and debt cerebrate derivatives. The Department excessively handles the behave related to accomplishment against the intermediaries for regulatory violations (As regards action it is handsome that the contemporary practice of issuing show up cause notices, particular age of Enquiry/Adjudication officers and consequential action up to serving of galvanizing chairs narrate and maintenance of database will be with the single Divisions). The following component parts will perform the functions of the department. 1.
1 MIRSD-1 (A-M) This division would assist later on flow relating to registration, monitoring, supervision, inspection, investor grievances and policy related issues of pedigree Brokers and Fees related matters including coordination of thickset proceedings. 1.2 MIRSD-2 (N-Z) This division would look afterward the employ relating to Registration, monitoring, supervision, inspection, investor grievances and policy related issues of transmission line Brokers and Sub-Brokers. 1.3 MIRSD-3 This division would look after the work relating to Registration, monitoring, supervision, inspection, investor...If you hope to disturb a full essay, influence it on our website: Ordercustompaper.com
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